Securities law and dispute resolution forum – Oct. 15

October 10, 2013

Elon Law students, please join us on Tuesday, Oct. 15 at noon (Room 204) for the first speaker in this year’s Business Law Speaker Series. Rick Berry is the Senior Vice President and Director of Case Administration for the Financial Industries Regulation Authority (FINRA). FINRA protects investors by writing and enforcing rules and regulations that govern the activities of brokerage firms and brokers. FINRA also administers the largest forum specifically designed to resolve disputes between and among investors, securities firms, and individual brokers.